Romy M. Brown
Romy M. Brown is chief operations and compliance officer of Beta Wealth Group. In this leadership role, she helps manage operations, oversee regulatory measures and compliance and supports the Company’s future growth plans.
Romy has over 20 years of experience in the financial advisory and planning industry, specializing in operations, finance, compliance and technology. Her solid background, in running and providing executive level support for Registered Investment Advisor practices makes Romy an asset to the firm.
Romy earned a Master of Business Administration degree from the University of Phoenix and a Bachelor of the Arts degree in Business Administration from Fort Lewis College in Colorado.
Romy has passed the FINRA Series 7, 24 and 66 financial services exams, holds a State of California life insurance license and is a member of the of the National Society of Compliance Professionals.